
Dave has worked in the mortgage and protection industry since 2015, beginning his career as a Mortgage and Protection Adviser at L&C before progressing into senior roles across nationally recognised estate agencies, fintech businesses and independent brokerages. This breadth of experience has given him a strong understanding of the commercial and regulatory challenges faced by firms of varying sizes and structures.
Throughout his career, Dave has held both Sales Director and Operations Director positions and has led the internal compliance function at three firms. He also successfully guided one business through its transition from Appointed Representative to Directly Authorised status, giving him valuable first-hand experience of managing regulatory change and embedding effective compliance frameworks.
Dave is CeMAP qualified and continued advising on live cases until joining Rockstone, bringing a current and practical understanding of the pressures faced by today’s mortgage advisers. At Rockstone, he draws on this combined commercial, operational and compliance experience to help firms strengthen their processes, improve adviser performance and reduce errors in a practical, proportionate and commercially aware way.
To learn more about how we can support your compliance needs, please call or send us an email.